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JPMorgan’s ‘Eye-Opening’ Penalty Signals SEC Whistleblower Focus (Bloomberg Law)
Date
January 17, 2024
Bloomberg Law, January 17, 2024
JPMorgan’s ‘Eye-Opening’ Penalty Signals SEC Whistleblower Focus
‘Our message through these actions and orders could not be more clear: we take compliance with Rule 21F-17 very seriously,’ the SEC’s director of enforcement, Gurbir Grewal, said at a New York City Bar Association event in October.
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