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Browse below for the latest news from the New York City Bar Association, or search using the filters below. Our Committee reports are here. Our Media Policy is here.
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  • Compliance Committee
Past Event
May 28, 2020 | 11 AM-12 PM | CLE

(Webcast) Resisting Temptation in a Crisis: How to Make Sure Ethics and Compliance Don’t Get Diluted Under Financial Strain (Compliance Round-Up: City Bar Series on COVID-19’s Impact on Ethics and Compliance)

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Past Event
May 8, 2020 | 10-11 AM | Event

(Webinar) Out of Luckin: A Lesson on How to Navigate Fraud Risks Associated with Public Companies

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Past Event
May 5, 2020 | 11 AM-12:30 PM | CLE

(Webinar) Lessons from History: Identifying and Mitigating a Borrower’s Regulatory Risks under the COVID-19 Financial Relief Programs (Compliance Round-Up: City Bar Series on COVID-19’s Impact on Ethics and Compliance)

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Past Event
Apr 29, 2020 | 11 AM-12:30 PM | CLE

[Webinar] The Tsunami is Coming: How Lenders Can Mitigate the Litigation and Regulatory Risks from the COVID Loan Programs (Compliance Round-Up: City Bar Series on COVID-19’s Impact on Ethics and Compliance)

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Past Event
Jun 9, 2020 | 11 AM-12 PM | CLE

(Webinar) COVID-19 Does Not Delay Reg BI and Form CRS Compliance Date: Are You Ready? (Compliance Round-Up: City Bar Series on COVID-19’s Impact on Ethics and Compliance)

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